<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/08/18?registers=between Wed, 25 Jun 2025 15:46:57 -0700 Wed, 25 Jun 2025 15:46:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/08/18?registers=between Notice - Order Temporarily Exempting the Floor Broker Operations of Broker-Dealers With Market Access That Handle Orders on a Manual Basis From the Automated Controls Requirement of Rule 15c3-5(c)(1)(ii) and Rule 15c3-5(c)(2) Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21099.html https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21099.html Thu, 18 Aug 2011 00:00:00 -0700 2011-21099 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21099.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change To Add New Section 907.00 to the Listed Company Manual that Sets Forth Certain Complimentary Products and Services That Are Offered to Currently and Newly Listed Issuers https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21035.html https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21035.html Thu, 18 Aug 2011 00:00:00 -0700 2011-21035 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21035.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish an Acceptable Trade Range for Quotes and Orders Entered on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21034.html https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21034.html Thu, 18 Aug 2011 00:00:00 -0700 2011-21034 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21034.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21031.html https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21031.html Thu, 18 Aug 2011 00:00:00 -0700 2011-21031 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21031.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21030.html https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21030.html Thu, 18 Aug 2011 00:00:00 -0700 2011-21030 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21030.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21029.html https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21029.html Thu, 18 Aug 2011 00:00:00 -0700 2011-21029 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21029.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Article 20, Rule 10, Governing Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21026.html https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21026.html Thu, 18 Aug 2011 00:00:00 -0700 2011-21026 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21026.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule 11.19(c) Relating to Clearly Erroneous Transactions https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21025.html https://regulations.justia.com/regulations/fedreg/2011/08/18/2011-21025.html Thu, 18 Aug 2011 00:00:00 -0700 2011-21025 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-18/pdf/2011-21025.pdf