<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/08/16?registers=between Thu, 26 Jun 2025 20:55:01 -0700 Thu, 26 Jun 2025 20:55:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/08/16?registers=between Notice - Pax World Funds Series Trust I and Pax World Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20758.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20758.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20758 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20758.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20736.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20736.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20736 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20736.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20735.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20735.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20735 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20735.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20734.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20734.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20734 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20734.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20733.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20733.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20733 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20733.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20732.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20732.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20732 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20732.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012 https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20726.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20726.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20726 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20726.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012 https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20725.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20725.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20725 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20725.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 2012 https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20724.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20724.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20724 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20724.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 2012 https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20723.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20723.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20723 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20723.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 2012 https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20722.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20722.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20722 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20722.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Clearly Erroneous Execution Reviews https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20711.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20711.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20711 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20711.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position Limit for Options on the Standard and Poor's Depositary Receipts Trust https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20707.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20707.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20707 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20707.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20706.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20706.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20706 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20706.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Complex Orders https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20705.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20705.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20705 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20705.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20704.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20704.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20704 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20704.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20703.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20703.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20703 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20703.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20702.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20702.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20702 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20702.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20701.html https://regulations.justia.com/regulations/fedreg/2011/08/16/2011-20701.html Tue, 16 Aug 2011 00:00:00 -0700 2011-20701 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-16/pdf/2011-20701.pdf