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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/08/11?registers=between
Thu, 17 Jul 2025 21:15:26 -0700Thu, 17 Jul 2025 21:15:26 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/08/11?registers=between
Proposed Rule - Covered Securities Pursuant to Section 18 of the Securities Act of 1933
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20445.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20445.htmlThu, 11 Aug 2011 00:00:00 -07002011-20445Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20445.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20419.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20419.htmlThu, 11 Aug 2011 00:00:00 -07002011-20419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20419.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20417.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20417.htmlThu, 11 Aug 2011 00:00:00 -07002011-20417Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20417.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20416.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20416.htmlThu, 11 Aug 2011 00:00:00 -07002011-20416Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20416.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20415.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20415.htmlThu, 11 Aug 2011 00:00:00 -07002011-20415Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20415.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20414.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20414.htmlThu, 11 Aug 2011 00:00:00 -07002011-20414Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20414.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Regarding Streaming Quote Traders and Remote Streaming Quote Traders Entering Certain Option Day Limit Orders
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20390.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20390.htmlThu, 11 Aug 2011 00:00:00 -07002011-20390Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20390.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.90 To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Arca System From the Floor of the Exchange for Potential Execution
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20389.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20389.htmlThu, 11 Aug 2011 00:00:00 -07002011-20389Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20389.pdfNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 985NY To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Amex System From the Floor of the Exchange for Potential Execution
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20388.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20388.htmlThu, 11 Aug 2011 00:00:00 -07002011-20388Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20388.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20387.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20387.htmlThu, 11 Aug 2011 00:00:00 -07002011-20387Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20387.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20376.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20376.htmlThu, 11 Aug 2011 00:00:00 -07002011-20376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20376.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct the Proprietary Trader Registration Category
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20371.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20371.htmlThu, 11 Aug 2011 00:00:00 -07002011-20371Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20371.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination (“Series 56”)
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20370.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20370.htmlThu, 11 Aug 2011 00:00:00 -07002011-20370Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20370.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Regarding Price Improvement XL
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20363.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20363.htmlThu, 11 Aug 2011 00:00:00 -07002011-20363Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20363.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20357.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20357.htmlThu, 11 Aug 2011 00:00:00 -07002011-20357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20357.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination (“Series 56”)
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20356.html
https://regulations.justia.com/regulations/fedreg/2011/08/11/2011-20356.htmlThu, 11 Aug 2011 00:00:00 -07002011-20356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-11/pdf/2011-20356.pdf