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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/08/10?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/08/10?registers=between
Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Defined Term “Closed-End Fund” in Rules 5910 and 5920
https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20274.html
https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20274.htmlWed, 10 Aug 2011 00:00:00 -07002011-20274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20274.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Definition of “Professional” and Require That Professional Orders Be Appropriately Marked by BOX Options Participants
https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20272.html
https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20272.htmlWed, 10 Aug 2011 00:00:00 -07002011-20272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20272.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Impose Certain Requirements on Exchange-Registered Institutional Broker Firms That Operate a Separate Non-Institutional Broker Unit Within the Firm
https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20244.html
https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20244.htmlWed, 10 Aug 2011 00:00:00 -07002011-20244Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20244.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Sections 102.01 and 103.01 of the Exchange's Listed Company Manual To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a “Reverse Merger” With a Shell Company
https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20243.html
https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20243.htmlWed, 10 Aug 2011 00:00:00 -07002011-20243Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20243.pdfNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Section 101 of the NYSE Amex Company Guide To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a “Reverse Merger” With a Shell Company
https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20242.html
https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20242.htmlWed, 10 Aug 2011 00:00:00 -07002011-20242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20242.pdfNotice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating To Discontinuing Dividend Settlement Service, Funds Only Settlement Service, Data Distribution Box Services, and Changes to the Envelope Settlement Service
https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20241.html
https://regulations.justia.com/regulations/fedreg/2011/08/10/2011-20241.htmlWed, 10 Aug 2011 00:00:00 -07002011-20241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-08-10/pdf/2011-20241.pdf