<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/07/22?registers=between Sat, 28 Jun 2025 12:48:41 -0700 Sat, 28 Jun 2025 12:48:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/07/22?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees https://regulations.justia.com/regulations/fedreg/2011/07/22/C1-2011-17381.html https://regulations.justia.com/regulations/fedreg/2011/07/22/C1-2011-17381.html Fri, 22 Jul 2011 00:00:00 -0700 C1-2011-17381 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/C1-2011-17381.pdf Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18681.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18681.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18681 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18681.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18680.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18680.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18680 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18680.pdf Notice - M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18679.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18679.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18679 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18679.pdf Rule - Technical Amendment to Commission Procedures for Filing Applications for Orders for Exemptive Relief Under Section 36 of the Exchange Act https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18513.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18513.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18513 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18513.pdf Notice - BAC Home Loans Servicing, LP, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18505.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18505.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18505 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18505.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Amendment to EDGX Rule 11.9 https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18504.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18504.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18504 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18504.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Consistent With the Upcoming Implementation of the Market Access Rule https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18503.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18503.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18503 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18503.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.15 Consistent With the Implementation of the Adoption of Rule 15c3-5 Under the Act https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18502.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18502.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18502 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18502.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 993NY To Make Changes Necessary To Allow Its Routing Broker To Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18501.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18501.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18501 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18501.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-NYSE Amex Equities to Make Changes Necessary to Allow Its Routing Broker to Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18500.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18500.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18500 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18500.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45 to Make Changes Necessary to Allow Its Routing Broker to Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18499.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18499.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18499 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18499.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.96 To Make Changes Necessary To Allow Its Routing Broker To Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18498.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18498.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18498 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18498.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Changes Consistent With the Upcoming Implementation of the Market Access Rule https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18497.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18497.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18497 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18497.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 17 To Make Changes Necessary To Allow Its Routing Broker To Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18496.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18496.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18496 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18496.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Amendment to EDGA Rule 11.9 https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18495.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18495.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18495 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18495.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options Rule 1080(m) https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18494.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18494.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18494 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18494.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Proposal To Amend the Fee Schedule by Adding Definitions for the Strategy Executions That Qualify for Transaction Fee Caps https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18493.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18493.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18493 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18493.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Stock Market Equities Trading Rules 4757 and 4758 and NASDAQ Options Market Rules Chapter VI https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18492.html https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18492.html Fri, 22 Jul 2011 00:00:00 -0700 2011-18492 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18492.pdf