<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/07/19?registers=between Fri, 27 Jun 2025 06:29:46 -0700 Fri, 27 Jun 2025 06:29:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/07/19?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18218.html https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18218.html Tue, 19 Jul 2011 00:00:00 -0700 2011-18218 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-19/pdf/2011-18218.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Clearing and Settling a Price Differential Spread Futures Transaction https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18118.html https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18118.html Tue, 19 Jul 2011 00:00:00 -0700 2011-18118 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-19/pdf/2011-18118.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 0180 (Application of Rules to Security-Based Swaps) https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18091.html https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18091.html Tue, 19 Jul 2011 00:00:00 -0700 2011-18091 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-19/pdf/2011-18091.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Schedule Concerning Certain Orders of Certain Affiliates for Purposes of a Fee Cap and Sliding Scale https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18074.html https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18074.html Tue, 19 Jul 2011 00:00:00 -0700 2011-18074 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-19/pdf/2011-18074.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule by Adding Definitions for the Strategy Executions That Qualify for Transaction Fee Caps https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18040.html https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18040.html Tue, 19 Jul 2011 00:00:00 -0700 2011-18040 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-19/pdf/2011-18040.pdf Rule - Rules Implementing Amendments to the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-16318.html https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-16318.html Tue, 19 Jul 2011 00:00:00 -0700 2011-16318 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-19/pdf/2011-16318.pdf