<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/07/15?registers=between Thu, 26 Jun 2025 01:38:22 -0700 Thu, 26 Jun 2025 01:38:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/07/15?registers=between Rule - Retail Foreign Exchange Transactions https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-18009.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-18009.html Fri, 15 Jul 2011 00:00:00 -0700 2011-18009 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-18009.pdf Notice - Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17972.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17972.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17972 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17972.pdf Notice - In the Matter of Maxicare Health Plans, Inc., MetroConnect Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17971.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17971.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17971 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17971.pdf Notice - Columbus Geographic Systems (GIS) Ltd.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17970.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17970.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17970 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17970.pdf Notice - FQF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17877.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17877.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17877 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17877.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amend NYSE Arca Equities Rule 7.31(b) To Add Text Describing How Limit Orders Priced a Specified Percentage Away From the National Best Bid or Offer Will Be Rejected by Exchange Systems https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17871.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17871.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17871 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17871.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17870.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17870.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17870 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17870.pdf Notice - Order Approving Adjustment for Inflation of the Dollar Amount Tests in Rule 205-3 Under the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17854.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17854.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17854 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17854.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17817.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17817.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17817 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17817.pdf Notice - J.P. Morgan Securities LLC, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17816.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17816.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17816 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17816.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17815.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17815.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17815 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17815.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17803.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17803.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17803 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17803.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17797.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17797.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17797 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17797.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fees Schedule Regarding Automated Improvement Mechanism Fees https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17794.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17794.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17794 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17794.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter Its Fee Schedule To Increase its SRO, DEA and Off-Exchange Trader Fees https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17793.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17793.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17793 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17793.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PAR Official Fees in Volatility Index Options https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17791.html https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17791.html Fri, 15 Jul 2011 00:00:00 -0700 2011-17791 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17791.pdf