<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/07/14?registers=between Sun, 22 Jun 2025 16:30:20 -0700 Sun, 22 Jun 2025 16:30:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/07/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17855.html https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17855.html Thu, 14 Jul 2011 00:00:00 -0700 2011-17855 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-14/pdf/2011-17855.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17694.html https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17694.html Thu, 14 Jul 2011 00:00:00 -0700 2011-17694 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-14/pdf/2011-17694.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17693.html https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17693.html Thu, 14 Jul 2011 00:00:00 -0700 2011-17693 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-14/pdf/2011-17693.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17692.html https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17692.html Thu, 14 Jul 2011 00:00:00 -0700 2011-17692 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-14/pdf/2011-17692.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Board of Director Qualifications https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17691.html https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17691.html Thu, 14 Jul 2011 00:00:00 -0700 2011-17691 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-14/pdf/2011-17691.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending NYSE Amex Equities Rule 70.40(3) To Permit Member Organizations To Engage in Proprietary Trading From Their Approved Booth Premises in Certain OTC Bulletin Board and OTC Markets Securities https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17690.html https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17690.html Thu, 14 Jul 2011 00:00:00 -0700 2011-17690 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-14/pdf/2011-17690.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending NYSE Rule 70.40(3) To Permit Member Organizations To Engage in Proprietary Trading from Their Approved Booth Premises in Certain OTC Bulletin Board and OTC Markets Securities https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17689.html https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17689.html Thu, 14 Jul 2011 00:00:00 -0700 2011-17689 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-14/pdf/2011-17689.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Extend the Waiver of Certain Co-Location Installation Fees for an Additional Month https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17683.html https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17683.html Thu, 14 Jul 2011 00:00:00 -0700 2011-17683 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-14/pdf/2011-17683.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Revolving Door Restrictions on Former Officers of FINRA https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17682.html https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17682.html Thu, 14 Jul 2011 00:00:00 -0700 2011-17682 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-14/pdf/2011-17682.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7034 To Extend the Waiver of Certain Co-Location Installation Fees for an Additional Month https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17679.html https://regulations.justia.com/regulations/fedreg/2011/07/14/2011-17679.html Thu, 14 Jul 2011 00:00:00 -0700 2011-17679 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-14/pdf/2011-17679.pdf