<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/07/12?registers=between Tue, 15 Jul 2025 04:00:29 -0700 Tue, 15 Jul 2025 04:00:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/07/12?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17520.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17520.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17520 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17520.pdf Notice - WNC Tax Credits 40, LLC, WNC Tax Credits 41, LLC, WNC Housing Tax Credits Manager 2, LLC, WNC National Partners, LLC and WNC & Associates, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17430.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17430.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17430 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17430.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Correcting the Numbering of a Recently Adopted NYSE Arca Equities Rule https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17429.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17429.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17429 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17429.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Routing Priority https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17428.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17428.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17428 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17428.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Introduce Two New Pricing Tiers, Step-Up Tier 1 and Step-Up Tier 2 https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17427.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17427.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17427 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17427.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Schedule Relating to the Marketing Fee https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17426.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17426.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17426 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17426.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Waiver of the Transaction Fee for Public Customer Orders in SPY Options Executed in Open Outcry or in the Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17425.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17425.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17425 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17425.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the NASDAQ Stock Market LLC Regarding Expansion of the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17395.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17395.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17395 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17395.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Priority https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17394.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17394.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17394 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17394.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Board Funding Final Rules for Allocation of the Board's Accounting Support Fee Among Issuers, Brokers, and Dealers, and Other Amendments to the Board's Funding Rules https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17388.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17388.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17388 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17388.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Temporary Rule for an Interim Program of Inspection Related to Audits of Brokers and Dealers https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17387.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17387.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17387 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17387.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17383.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17383.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17383 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17383.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17381.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17381.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17381 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17381.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt a New Hosted Solution Fee and Other Changes to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17380.html https://regulations.justia.com/regulations/fedreg/2011/07/12/2011-17380.html Tue, 12 Jul 2011 00:00:00 -0700 2011-17380 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-12/pdf/2011-17380.pdf