<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/07/08?registers=between Fri, 27 Jun 2025 12:34:27 -0700 Fri, 27 Jun 2025 12:34:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/07/08?registers=between Notice - Sterling Capital Funds and Sterling Capital Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17188.html https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17188.html Fri, 08 Jul 2011 00:00:00 -0700 2011-17188 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17188.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Obligation Warehouse Service https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17187.html https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17187.html Fri, 08 Jul 2011 00:00:00 -0700 2011-17187 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17187.pdf Rule - Extension of Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17132.html https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17132.html Fri, 08 Jul 2011 00:00:00 -0700 2011-17132 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17132.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17127.html https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17127.html Fri, 08 Jul 2011 00:00:00 -0700 2011-17127 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17127.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 1000(a)(iv) To Provide for a Different Liquidity Replenishment Point Value Range During the First Day of Trading of an Initial Public Offering on the Exchange https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17123.html https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17123.html Fri, 08 Jul 2011 00:00:00 -0700 2011-17123 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17123.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 1000(a)(iv) To Provide for a Different Liquidity Replenishment Point Value Range During the First Day of Trading of an Initial Public Offering on the Exchange https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17122.html https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17122.html Fri, 08 Jul 2011 00:00:00 -0700 2011-17122 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17122.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Transaction Fees https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17120.html https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17120.html Fri, 08 Jul 2011 00:00:00 -0700 2011-17120 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17120.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Alpha Index Options https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17119.html https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17119.html Fri, 08 Jul 2011 00:00:00 -0700 2011-17119 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17119.pdf