<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/06/27?registers=between Thu, 17 Jul 2025 23:59:49 -0700 Thu, 17 Jul 2025 23:59:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/06/27?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16086.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16086.html Mon, 27 Jun 2011 00:00:00 -0700 2011-16086 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-16086.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16006.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16006.html Mon, 27 Jun 2011 00:00:00 -0700 2011-16006 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-16006.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Trade Reporting Rules Relating to OTC Transactions in Equity Securities That Are Part of a Distribution and Transfers of Equity Securities To Create or Redeem Instruments Such as ADRs and ETFs https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16005.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16005.html Mon, 27 Jun 2011 00:00:00 -0700 2011-16005 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-16005.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exemptions from the Order Audit Trail System Recording and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15965.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15965.html Mon, 27 Jun 2011 00:00:00 -0700 2011-15965 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-15965.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Align Certain Disclosure Requirements in Nasdaq's Corporate Governance Rules with Similar Disclosure Requirements in the Commission's Rules https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15964.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15964.html Mon, 27 Jun 2011 00:00:00 -0700 2011-15964 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-15964.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rule 4763 https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15916.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15916.html Mon, 27 Jun 2011 00:00:00 -0700 2011-15916 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-15916.pdf Proposed Rule - Broker-Dealer Reports https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15341.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15341.html Mon, 27 Jun 2011 00:00:00 -0700 2011-15341 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-15341.pdf