<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/06/14?registers=between Sun, 22 Jun 2025 16:30:27 -0700 Sun, 22 Jun 2025 16:30:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/06/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14783.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14783.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14783 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14783.pdf Notice - Joint Public Roundtable on Proposed Dealer and Major Participant Definitions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14729.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14729.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14729 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14729.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14671.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14671.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14671 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14671.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14669.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14669.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14669 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14669.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14664.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14664.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14664 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14664.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14663.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14663.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14663 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14663.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14662.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14662.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14662 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14662.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Amend the Fee Schedule Regarding Fees Assessed for the Installation of Certain Co-Location Services https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14661.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14661.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14661 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14661.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Replace Numerical Thresholds With Percentage Thresholds for Tier Volume Requirements, Add a New Volume Tier and Increase the Credit That Lead Market Makers Receive for Execution of Orders That Provide Undisplayed Liquidity Using Post No Preference Blind Orders https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14660.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14660.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14660 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14660.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Additional Listing Requirements for Reverse Mergers https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14648.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14648.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14648 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14648.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7034 Regarding Certain Co-Location Installation Fees https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14598.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14598.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14598 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14598.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7034 Regarding Certain Co-Location Installation Fees https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14591.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14591.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14591 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14591.pdf Rule - Beneficial Ownership Reporting Requirements and Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14572.html https://regulations.justia.com/regulations/fedreg/2011/06/14/2011-14572.html Tue, 14 Jun 2011 00:00:00 -0700 2011-14572 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-06-14/pdf/2011-14572.pdf