<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/06/08?registers=between Fri, 27 Jun 2025 12:58:08 -0700 Fri, 27 Jun 2025 12:58:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/06/08?registers=between Notice - In The Matter of: Artfest International, Inc; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14285.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14285.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14285 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14285.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Appeal Fee https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14130.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14130.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14130 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14130.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Introduce Two New Pricing Tiers, Investor Tier 1 and Investor Tier 2 https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14129.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14129.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14129 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14129.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14128.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14128.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14128 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14128.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14127.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14127.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14127 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14127.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange Transaction Fees to Change the Maker/Taker Fee to a Flat Fee https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14081.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14081.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14081 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14081.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Qualified Exchange Members to Act as Off-Floor Option Specialists in One or More Options Classes https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14080.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14080.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14080 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14080.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Permit the Listing of Series With $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14079.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14079.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14079 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14079.pdf Notice - Altegris Advisors, L.L.C. and Northern Lights Fund Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14063.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14063.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14063 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14063.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to FINRA's Trading Activity Fee Rate for Transactions in Covered Equity Securities https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14062.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14062.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14062 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14062.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14037.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14037.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14037 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14037.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14036.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14036.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14036 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14036.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Conform Exchange Rules https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14035.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14035.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14035 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14035.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Relating to the Sale of Trading Licenses https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14033.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-14033.html Wed, 08 Jun 2011 00:00:00 -0700 2011-14033 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-14033.pdf Proposed Rule - Nationally Recognized Statistical Rating Organizations https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-12659.html https://regulations.justia.com/regulations/fedreg/2011/06/08/2011-12659.html Wed, 08 Jun 2011 00:00:00 -0700 2011-12659 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-06-08/pdf/2011-12659.pdf