<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/06/03?registers=between Fri, 27 Jun 2025 18:59:07 -0700 Fri, 27 Jun 2025 18:59:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/06/03?registers=between Notice - Uniontown Energy, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13880.html https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13880.html Fri, 03 Jun 2011 00:00:00 -0700 2011-13880 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-03/pdf/2011-13880.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Functionality of NASDAQ OMX PSX's Post-Only Order https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13776.html https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13776.html Fri, 03 Jun 2011 00:00:00 -0700 2011-13776 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-03/pdf/2011-13776.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change To Modify the Initial Trading Market Value for Debt Securities https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13755.html https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13755.html Fri, 03 Jun 2011 00:00:00 -0700 2011-13755 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-03/pdf/2011-13755.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule G-23, on Activities of Financial Advisors https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13752.html https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13752.html Fri, 03 Jun 2011 00:00:00 -0700 2011-13752 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-03/pdf/2011-13752.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13751.html https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13751.html Fri, 03 Jun 2011 00:00:00 -0700 2011-13751 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-03/pdf/2011-13751.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13738.html https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13738.html Fri, 03 Jun 2011 00:00:00 -0700 2011-13738 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-03/pdf/2011-13738.pdf