<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/06/01?registers=between Tue, 24 Jun 2025 04:08:16 -0700 Tue, 24 Jun 2025 04:08:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/06/01?registers=between Notice - Joint Industry Plan; Notice of Filing of a National Market System Plan to Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2011/06/01/2011-13472.html https://regulations.justia.com/regulations/fedreg/2011/06/01/2011-13472.html Wed, 01 Jun 2011 00:00:00 -0700 2011-13472 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-01/pdf/2011-13472.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Adopt Rules for the Qualification, Listing and Delisting of Companies on the Exchange https://regulations.justia.com/regulations/fedreg/2011/06/01/2011-13422.html https://regulations.justia.com/regulations/fedreg/2011/06/01/2011-13422.html Wed, 01 Jun 2011 00:00:00 -0700 2011-13422 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-01/pdf/2011-13422.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Revenue Sharing Program With Correlix, Inc. and a Free Trial Period for New Users of the Correlix Service https://regulations.justia.com/regulations/fedreg/2011/06/01/2011-13420.html https://regulations.justia.com/regulations/fedreg/2011/06/01/2011-13420.html Wed, 01 Jun 2011 00:00:00 -0700 2011-13420 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-01/pdf/2011-13420.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Revenue Sharing Program With Correlix, Inc. and a Free Trial Period for New Users of the Correlix Service https://regulations.justia.com/regulations/fedreg/2011/06/01/2011-13419.html https://regulations.justia.com/regulations/fedreg/2011/06/01/2011-13419.html Wed, 01 Jun 2011 00:00:00 -0700 2011-13419 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-01/pdf/2011-13419.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Revenue Sharing Program With Correlix, Inc. and a Free Trial Period for New Users of the Correlix Service https://regulations.justia.com/regulations/fedreg/2011/06/01/2011-13418.html https://regulations.justia.com/regulations/fedreg/2011/06/01/2011-13418.html Wed, 01 Jun 2011 00:00:00 -0700 2011-13418 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-01/pdf/2011-13418.pdf Proposed Rule - Disqualification of Felons and Other “Bad Actors” From Rule 506 Offerings https://regulations.justia.com/regulations/fedreg/2011/06/01/2011-13370.html https://regulations.justia.com/regulations/fedreg/2011/06/01/2011-13370.html Wed, 01 Jun 2011 00:00:00 -0700 2011-13370 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-06-01/pdf/2011-13370.pdf