<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/05/16?registers=between Fri, 27 Jun 2025 09:18:52 -0700 Fri, 27 Jun 2025 09:18:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/05/16?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-12018.html https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-12018.html Mon, 16 May 2011 00:00:00 -0700 2011-12018 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-12018.pdf Notice - Securities Act of 1933, Release No. 9206/May 11, 2011; Securities Exchange Act of 1934, Release No. 64462/May 11, 2011; Order Directing Funding for the Governmental Accounting Standards Board https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11931.html https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11931.html Mon, 16 May 2011 00:00:00 -0700 2011-11931 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11931.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Modify Chapter V, Section 4 and Chapter VI, Section 8 of the Exchange's Rules Relating to Opening and Halt Crosses on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11919.html https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11919.html Mon, 16 May 2011 00:00:00 -0700 2011-11919 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11919.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Collection of the Covered Sales Fee https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11917.html https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11917.html Mon, 16 May 2011 00:00:00 -0700 2011-11917 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11917.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Inactive Nominees https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11898.html https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11898.html Mon, 16 May 2011 00:00:00 -0700 2011-11898 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11898.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Non Co-Location Services https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11886.html https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11886.html Mon, 16 May 2011 00:00:00 -0700 2011-11886 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11886.pdf Notice - Solicitation of Comment To Assist in Study on Assigned Credit Ratings https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11877.html https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11877.html Mon, 16 May 2011 00:00:00 -0700 2011-11877 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11877.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11860.html https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11860.html Mon, 16 May 2011 00:00:00 -0700 2011-11860 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11860.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Modify Fees for Non Co-Location Services https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11859.html https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11859.html Mon, 16 May 2011 00:00:00 -0700 2011-11859 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11859.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Non Co-Location Services https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11858.html https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11858.html Mon, 16 May 2011 00:00:00 -0700 2011-11858 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11858.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Rule Change Consisting of Fee Changes to Its Historical Transaction Data Reports https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11841.html https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11841.html Mon, 16 May 2011 00:00:00 -0700 2011-11841 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11841.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Strategy Fee Cap and Clarifications to the CBOE Fees Schedule https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11838.html https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11838.html Mon, 16 May 2011 00:00:00 -0700 2011-11838 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11838.pdf