Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/05/16?limit=200&registers=between&mode=atom 2024-05-10T13:38:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-12018.html Notice - Sunshine Act Meeting 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-12018 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-12018.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11931.html Notice - Securities Act of 1933, Release No. 9206/May 11, 2011; Securities Exchange Act of 1934, Release No. 64462/May 11, 2011; Order Directing Funding for the Governmental Accounting Standards Board 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11931 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11931.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11919.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Modify Chapter V, Section 4 and Chapter VI, Section 8 of the Exchange's Rules Relating to Opening and Halt Crosses on the NASDAQ Options Market 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11919 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11919.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11917.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Collection of the Covered Sales Fee 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11917 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11917.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11898.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Inactive Nominees 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11898 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11898.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11886.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Non Co-Location Services 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11886 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11886.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11877.html Notice - Solicitation of Comment To Assist in Study on Assigned Credit Ratings 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11877 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11877.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11860.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11860 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11860.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11859.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Modify Fees for Non Co-Location Services 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11859 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11859.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11858.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Non Co-Location Services 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11858 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11858.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11841.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Rule Change Consisting of Fee Changes to Its Historical Transaction Data Reports 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11841 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11841.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11838.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Strategy Fee Cap and Clarifications to the CBOE Fees Schedule 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11838 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11838.pdf