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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/05/10?registers=between
Sat, 28 Jun 2025 14:59:34 -0700Sat, 28 Jun 2025 14:59:34 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/05/10?registers=between
Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Reduce the Minimum Size of the Nominating and Governance Committee
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11381.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11381.htmlTue, 10 May 2011 00:00:00 -07002011-11381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11381.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Retroactive Waiver of PAR Official Fees
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11362.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11362.htmlTue, 10 May 2011 00:00:00 -07002011-11362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11362.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11358.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11358.htmlTue, 10 May 2011 00:00:00 -07002011-11358Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11358.pdfNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Reduce the Minimum Size of the Nominating and Governance Committee
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11357.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11357.htmlTue, 10 May 2011 00:00:00 -07002011-11357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11357.pdfNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule To Eliminate Registered Representative Fees for Amex Trading Permit (“ATP”) Holders and To Institute a New Transaction-Based “Options Regulatory Fee”
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11337.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11337.htmlTue, 10 May 2011 00:00:00 -07002011-11337Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11337.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the WisdomTree Global Real Return Fund
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11327.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11327.htmlTue, 10 May 2011 00:00:00 -07002011-11327Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11327.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Two-Sided Order for NOM Market Makers
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11326.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11326.htmlTue, 10 May 2011 00:00:00 -07002011-11326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11326.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename the OTC Bulletin Board in the FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11325.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11325.htmlTue, 10 May 2011 00:00:00 -07002011-11325Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11325.pdfNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend Its Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract Until June 1, 2012
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11318.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11318.htmlTue, 10 May 2011 00:00:00 -07002011-11318Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11318.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend Its Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract Until June 1, 2012
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11316.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11316.htmlTue, 10 May 2011 00:00:00 -07002011-11316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11316.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to In-Crowd Priority
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11315.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11315.htmlTue, 10 May 2011 00:00:00 -07002011-11315Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11315.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule To Eliminate Registered Representative Fees for Options Trading Permit (“OTP”) Holders and To Institute a New Transaction-Based “Options Regulatory Fee”
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11314.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11314.htmlTue, 10 May 2011 00:00:00 -07002011-11314Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11314.pdfNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the C2 Fees Schedule
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11313.html
https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11313.htmlTue, 10 May 2011 00:00:00 -07002011-11313Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11313.pdf