<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/05/09?registers=between
Tue, 24 Jun 2025 06:52:18 -0700
Tue, 24 Jun 2025 06:52:18 -0700
Justia Regulations Tracker
Copyright 2011 Justia Inc.
https://regulations.justia.com/images/justiafedregulations.gif
<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/05/09?registers=between
-
Notice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11422.html
https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11422.html
Mon, 09 May 2011 00:00:00 -0700
2011-11422
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11422.pdf
-
Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Active SQF Port Fees
https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11193.html
https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11193.html
Mon, 09 May 2011 00:00:00 -0700
2011-11193
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11193.pdf
-
Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 to Adopt NASD Rule 2830 as FINRA Rule 2341 (Investment Company Securities) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11190.html
https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11190.html
Mon, 09 May 2011 00:00:00 -0700
2011-11190
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11190.pdf
-
Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11189.html
https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11189.html
Mon, 09 May 2011 00:00:00 -0700
2011-11189
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11189.pdf
-
Notice - Short Sale Reporting Study Required by Dodd-Frank Act Section 417(a)(2)
https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11188.html
https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11188.html
Mon, 09 May 2011 00:00:00 -0700
2011-11188
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11188.pdf