<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/05/03?registers=between
Sat, 28 Jun 2025 07:01:55 -0700Sat, 28 Jun 2025 07:01:55 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/05/03?registers=between
Notice - Magnum d'Or Resources, Inc.; Order of Suspension of Trading
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10850.html
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10850.htmlTue, 03 May 2011 00:00:00 -07002011-10850Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10850.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Meidell Tactical Advantage ETF
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10717.html
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10717.htmlTue, 03 May 2011 00:00:00 -07002011-10717Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10717.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA's Trading Activity Fee Rate for Transactions in Covered Equity Securities
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10716.html
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10716.htmlTue, 03 May 2011 00:00:00 -07002011-10716Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10716.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 440B (Short Sales) To Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction that Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10657.html
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10657.htmlTue, 03 May 2011 00:00:00 -07002011-10657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10657.pdfNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 440B (Short Sales) To Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction That Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10656.html
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10656.htmlTue, 03 May 2011 00:00:00 -07002011-10656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10656.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 (Short Sales) To Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction That Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10654.html
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10654.htmlTue, 03 May 2011 00:00:00 -07002011-10654Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10654.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Increase the Position Limit for Options on the Standard and Poor's® Depositary Receipts (SPDRs®)
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10653.html
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10653.htmlTue, 03 May 2011 00:00:00 -07002011-10653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10653.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10652.html
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10652.htmlTue, 03 May 2011 00:00:00 -07002011-10652Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10652.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10651.html
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10651.htmlTue, 03 May 2011 00:00:00 -07002011-10651Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10651.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10650.html
https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10650.htmlTue, 03 May 2011 00:00:00 -07002011-10650Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10650.pdf