<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/04?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 10:23:01 -0700 Thu, 23 May 2024 10:23:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/04?registers=between&min-day=1&max-day=30 Proposed Rule - Credit Risk Retention https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-8364.html https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-8364.html Fri, 29 Apr 2011 00:00:00 -0700 2011-8364 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-8364.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 5131 (New Issue Allocations and Distributions) https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10447.html https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10447.html Fri, 29 Apr 2011 00:00:00 -0700 2011-10447 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10447.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 72(d) Regarding Agency Cross Transactions https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10413.html https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10413.html Fri, 29 Apr 2011 00:00:00 -0700 2011-10413 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10413.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 72(d) Regarding Agency Cross Transactions https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10409.html https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10409.html Fri, 29 Apr 2011 00:00:00 -0700 2011-10409 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10409.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10362.html https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10362.html Fri, 29 Apr 2011 00:00:00 -0700 2011-10362 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10362.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to the $2.50 Strike Price Program https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10361.html https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10361.html Fri, 29 Apr 2011 00:00:00 -0700 2011-10361 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10361.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Series With $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes https://regulations.justia.com/regulations/fedreg/2011/04/28/2011-10214.html https://regulations.justia.com/regulations/fedreg/2011/04/28/2011-10214.html Thu, 28 Apr 2011 00:00:00 -0700 2011-10214 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-28/pdf/2011-10214.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10195.html https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10195.html Wed, 27 Apr 2011 00:00:00 -0700 2011-10195 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-27/pdf/2011-10195.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10193.html https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10193.html Wed, 27 Apr 2011 00:00:00 -0700 2011-10193 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-27/pdf/2011-10193.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10107.html https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10107.html Wed, 27 Apr 2011 00:00:00 -0700 2011-10107 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-27/pdf/2011-10107.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the CHX Only Order Type https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10099.html https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10099.html Wed, 27 Apr 2011 00:00:00 -0700 2011-10099 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-27/pdf/2011-10099.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending Exchange Rule 103B To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10091.html https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10091.html Wed, 27 Apr 2011 00:00:00 -0700 2011-10091 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-27/pdf/2011-10091.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending Rule 103B-NYSE Amex Equities To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10090.html https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10090.html Wed, 27 Apr 2011 00:00:00 -0700 2011-10090 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-27/pdf/2011-10090.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Order Price Protection Feature https://regulations.justia.com/regulations/fedreg/2011/04/26/2011-9971.html https://regulations.justia.com/regulations/fedreg/2011/04/26/2011-9971.html Tue, 26 Apr 2011 00:00:00 -0700 2011-9971 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-26/pdf/2011-9971.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Expire Time https://regulations.justia.com/regulations/fedreg/2011/04/26/2011-9970.html https://regulations.justia.com/regulations/fedreg/2011/04/26/2011-9970.html Tue, 26 Apr 2011 00:00:00 -0700 2011-9970 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-26/pdf/2011-9970.pdf Notice - Russell Investment Management Company, et al.; https://regulations.justia.com/regulations/fedreg/2011/04/26/2011-9968.html https://regulations.justia.com/regulations/fedreg/2011/04/26/2011-9968.html Tue, 26 Apr 2011 00:00:00 -0700 2011-9968 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-26/pdf/2011-9968.pdf Proposed Rule - Joint Public Roundtable on Issues Related to the Schedule for Implementing Final Rules for Swaps and Security-Based Swaps Under the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2011/04/26/2011-10158.html https://regulations.justia.com/regulations/fedreg/2011/04/26/2011-10158.html Tue, 26 Apr 2011 00:00:00 -0700 2011-10158 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-26/pdf/2011-10158.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing and Trading CBOE Gold ETF Volatility Index Security Futures https://regulations.justia.com/regulations/fedreg/2011/04/25/C1-2011-7981.html https://regulations.justia.com/regulations/fedreg/2011/04/25/C1-2011-7981.html Mon, 25 Apr 2011 00:00:00 -0700 C1-2011-7981 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-25/pdf/C1-2011-7981.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2011/04/25/2011-9991.html https://regulations.justia.com/regulations/fedreg/2011/04/25/2011-9991.html Mon, 25 Apr 2011 00:00:00 -0700 2011-9991 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-25/pdf/2011-9991.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/04/25/2011-10072.html https://regulations.justia.com/regulations/fedreg/2011/04/25/2011-10072.html Mon, 25 Apr 2011 00:00:00 -0700 2011-10072 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-25/pdf/2011-10072.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/04/25/2011-10054.html https://regulations.justia.com/regulations/fedreg/2011/04/25/2011-10054.html Mon, 25 Apr 2011 00:00:00 -0700 2011-10054 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-25/pdf/2011-10054.pdf Notice - Comment Request on Existing Private and Public Efforts To Educate Investors https://regulations.justia.com/regulations/fedreg/2011/04/22/2011-9829.html https://regulations.justia.com/regulations/fedreg/2011/04/22/2011-9829.html Fri, 22 Apr 2011 00:00:00 -0700 2011-9829 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-22/pdf/2011-9829.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/22/2011-9775.html https://regulations.justia.com/regulations/fedreg/2011/04/22/2011-9775.html Fri, 22 Apr 2011 00:00:00 -0700 2011-9775 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-22/pdf/2011-9775.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Alpha Index Options https://regulations.justia.com/regulations/fedreg/2011/04/22/2011-9774.html https://regulations.justia.com/regulations/fedreg/2011/04/22/2011-9774.html Fri, 22 Apr 2011 00:00:00 -0700 2011-9774 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-22/pdf/2011-9774.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Transaction Fees for CBOE Gold ETF Volatility Index Options https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9648.html https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9648.html Thu, 21 Apr 2011 00:00:00 -0700 2011-9648 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-21/pdf/2011-9648.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9641.html https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9641.html Thu, 21 Apr 2011 00:00:00 -0700 2011-9641 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-21/pdf/2011-9641.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9640.html https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9640.html Thu, 21 Apr 2011 00:00:00 -0700 2011-9640 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-21/pdf/2011-9640.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9639.html https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9639.html Thu, 21 Apr 2011 00:00:00 -0700 2011-9639 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-21/pdf/2011-9639.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9623.html https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9623.html Thu, 21 Apr 2011 00:00:00 -0700 2011-9623 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-21/pdf/2011-9623.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Customer Complex Orders https://regulations.justia.com/regulations/fedreg/2011/04/20/2011-9478.html https://regulations.justia.com/regulations/fedreg/2011/04/20/2011-9478.html Wed, 20 Apr 2011 00:00:00 -0700 2011-9478 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-20/pdf/2011-9478.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9438.html https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9438.html Tue, 19 Apr 2011 00:00:00 -0700 2011-9438 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-19/pdf/2011-9438.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter Listing Fees Applicable to Debt Securities and Structured Products https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9432.html https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9432.html Tue, 19 Apr 2011 00:00:00 -0700 2011-9432 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-19/pdf/2011-9432.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9414.html https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9414.html Tue, 19 Apr 2011 00:00:00 -0700 2011-9414 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-19/pdf/2011-9414.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Promissory Note Proceedings; Correction https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9413.html https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9413.html Tue, 19 Apr 2011 00:00:00 -0700 2011-9413 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-19/pdf/2011-9413.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/04/18/2011-9434.html https://regulations.justia.com/regulations/fedreg/2011/04/18/2011-9434.html Mon, 18 Apr 2011 00:00:00 -0700 2011-9434 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-18/pdf/2011-9434.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amending the Option Floor Procedures Advice F-14 Regarding Executing Hedge and Synthetic Options Orders Containing Stock Components https://regulations.justia.com/regulations/fedreg/2011/04/18/2011-9315.html https://regulations.justia.com/regulations/fedreg/2011/04/18/2011-9315.html Mon, 18 Apr 2011 00:00:00 -0700 2011-9315 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-18/pdf/2011-9315.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9189.html https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9189.html Fri, 15 Apr 2011 00:00:00 -0700 2011-9189 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-15/pdf/2011-9189.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9188.html https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9188.html Fri, 15 Apr 2011 00:00:00 -0700 2011-9188 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-15/pdf/2011-9188.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9187.html https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9187.html Fri, 15 Apr 2011 00:00:00 -0700 2011-9187 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-15/pdf/2011-9187.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9186.html https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9186.html Fri, 15 Apr 2011 00:00:00 -0700 2011-9186 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-15/pdf/2011-9186.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fees https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9121.html https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9121.html Fri, 15 Apr 2011 00:00:00 -0700 2011-9121 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-15/pdf/2011-9121.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed and Multiply Listed Indexes https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9073.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9073.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9073 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9073.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Provisions Regarding the Dress Code and Trade Verification https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9061.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9061.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9061 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9061.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to NYSE Rule 1401 To Modify the Initial Trading Market Value for Debt Securities https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9050.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9050.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9050 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9050.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market, LLC; Order Approving Proposed Rule Change To Amend The NASDAQ OMX Group, Inc. By-Laws https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9049.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9049.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9049 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9049.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to TRACE Reporting of Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9048.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9048.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9048 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9048.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Expand the Number of Components in the PHLX Oil Service SectorSM https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9047.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9047.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9047 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9047.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9046.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9046.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9046 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9046.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9045.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9045.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9045 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9045.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-8973.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-8973.html Thu, 14 Apr 2011 00:00:00 -0700 2011-8973 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-8973.pdf