<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/04/29?registers=between Tue, 24 Jun 2025 13:51:56 -0700 Tue, 24 Jun 2025 13:51:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/04/29?registers=between Proposed Rule - Credit Risk Retention https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-8364.html https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-8364.html Fri, 29 Apr 2011 00:00:00 -0700 2011-8364 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-8364.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 5131 (New Issue Allocations and Distributions) https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10447.html https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10447.html Fri, 29 Apr 2011 00:00:00 -0700 2011-10447 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10447.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 72(d) Regarding Agency Cross Transactions https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10413.html https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10413.html Fri, 29 Apr 2011 00:00:00 -0700 2011-10413 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10413.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 72(d) Regarding Agency Cross Transactions https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10409.html https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10409.html Fri, 29 Apr 2011 00:00:00 -0700 2011-10409 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10409.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10362.html https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10362.html Fri, 29 Apr 2011 00:00:00 -0700 2011-10362 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10362.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to the $2.50 Strike Price Program https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10361.html https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10361.html Fri, 29 Apr 2011 00:00:00 -0700 2011-10361 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10361.pdf