<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/04/14?registers=between Sun, 22 Jun 2025 17:52:11 -0700 Sun, 22 Jun 2025 17:52:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/04/14?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed and Multiply Listed Indexes https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9073.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9073.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9073 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9073.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Provisions Regarding the Dress Code and Trade Verification https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9061.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9061.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9061 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9061.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to NYSE Rule 1401 To Modify the Initial Trading Market Value for Debt Securities https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9050.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9050.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9050 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9050.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market, LLC; Order Approving Proposed Rule Change To Amend The NASDAQ OMX Group, Inc. By-Laws https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9049.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9049.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9049 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9049.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to TRACE Reporting of Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9048.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9048.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9048 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9048.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Expand the Number of Components in the PHLX Oil Service SectorSM https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9047.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9047.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9047 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9047.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9046.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9046.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9046 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9046.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9045.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9045.html Thu, 14 Apr 2011 00:00:00 -0700 2011-9045 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9045.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-8973.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-8973.html Thu, 14 Apr 2011 00:00:00 -0700 2011-8973 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-8973.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Permit Fees https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-8924.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-8924.html Thu, 14 Apr 2011 00:00:00 -0700 2011-8924 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-8924.pdf Proposed Rule - Incentive-Based Compensation Arrangements https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-7937.html https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-7937.html Thu, 14 Apr 2011 00:00:00 -0700 2011-7937 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-7937.pdf