<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/04/11?registers=between Thu, 17 Jul 2025 16:46:26 -0700 Thu, 17 Jul 2025 16:46:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/04/11?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8670.html https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8670.html Mon, 11 Apr 2011 00:00:00 -0700 2011-8670 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8670.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Requirement To Maintain a Balance Certificate in the Fast Automated Securities Transfer Program https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8553.html https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8553.html Mon, 11 Apr 2011 00:00:00 -0700 2011-8553 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8553.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2102 To Extend the Pilot Program https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8527.html https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8527.html Mon, 11 Apr 2011 00:00:00 -0700 2011-8527 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8527.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Trading Pause Pilot https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8504.html https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8504.html Mon, 11 Apr 2011 00:00:00 -0700 2011-8504 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8504.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Permit the Listing of Series With $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8498.html https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8498.html Mon, 11 Apr 2011 00:00:00 -0700 2011-8498 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8498.pdf Rule - Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8485.html https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8485.html Mon, 11 Apr 2011 00:00:00 -0700 2011-8485 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8485.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt Rule 3.22 (Proxy Voting), in Accordance With the Provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8477.html https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8477.html Mon, 11 Apr 2011 00:00:00 -0700 2011-8477 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8477.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt Rule 3.22 (Proxy Voting), in Accordance With the Provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8476.html https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8476.html Mon, 11 Apr 2011 00:00:00 -0700 2011-8476 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8476.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8475.html https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8475.html Mon, 11 Apr 2011 00:00:00 -0700 2011-8475 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8475.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change Relating to Stock Loan Programs https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8473.html https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8473.html Mon, 11 Apr 2011 00:00:00 -0700 2011-8473 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8473.pdf