<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/04/01?registers=between Mon, 14 Jul 2025 11:01:31 -0700 Mon, 14 Jul 2025 11:01:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/04/01?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Complex Order Fees https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7730.html https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7730.html Fri, 01 Apr 2011 00:00:00 -0700 2011-7730 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7730.pdf Notice - Fairholme VP Series Fund, Inc. and Fairholme Capital Management LLC https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7695.html https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7695.html Fri, 01 Apr 2011 00:00:00 -0700 2011-7695 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7695.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7690.html https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7690.html Fri, 01 Apr 2011 00:00:00 -0700 2011-7690 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7690.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7689.html https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7689.html Fri, 01 Apr 2011 00:00:00 -0700 2011-7689 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7689.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Proposed Rule Change, as Modified by Amendment No. 1, To Create a Directed Order Program on a 6-Month Pilot Basis https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7688.html https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7688.html Fri, 01 Apr 2011 00:00:00 -0700 2011-7688 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7688.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 440B To Modify the Exchange's Procedures for Handling Short Sale Orders During a Period When the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Are in Effect https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7656.html https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7656.html Fri, 01 Apr 2011 00:00:00 -0700 2011-7656 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7656.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 440B to Modify the Exchange's Procedures for Handling Short Sale Orders During a Period When the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO are In Effect https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7654.html https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7654.html Fri, 01 Apr 2011 00:00:00 -0700 2011-7654 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7654.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 346 and Adopting New Rule 3270 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7652.html https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7652.html Fri, 01 Apr 2011 00:00:00 -0700 2011-7652 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7652.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 346-NYSE Amex Equities and Adopting New Rule 3270-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7651.html https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7651.html Fri, 01 Apr 2011 00:00:00 -0700 2011-7651 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7651.pdf