<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/03/10?registers=between Fri, 27 Jun 2025 15:11:46 -0700 Fri, 27 Jun 2025 15:11:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/03/10?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to the Trading Activity Fee Rate for Transactions in Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5518.html https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5518.html Thu, 10 Mar 2011 00:00:00 -0800 2011-5518 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5518.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Rule 103B-NYSE Amex Equities To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5517.html https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5517.html Thu, 10 Mar 2011 00:00:00 -0800 2011-5517 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5517.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Exchange Rule 103B To Modify the Application of the Exchange's Designated Market Maker (“DMM”) Allocation Policy in the Event of a Merger Involving One or More Listed Companies https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5516.html https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5516.html Thu, 10 Mar 2011 00:00:00 -0800 2011-5516 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5516.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access Fees for Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5444.html https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5444.html Thu, 10 Mar 2011 00:00:00 -0800 2011-5444 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5444.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5443.html https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5443.html Thu, 10 Mar 2011 00:00:00 -0800 2011-5443 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5443.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5442.html https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5442.html Thu, 10 Mar 2011 00:00:00 -0800 2011-5442 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5442.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5441.html https://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5441.html Thu, 10 Mar 2011 00:00:00 -0800 2011-5441 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5441.pdf