<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/03/09?registers=between Mon, 23 Jun 2025 12:07:38 -0700 Mon, 23 Jun 2025 12:07:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/03/09?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Minor Rules Violation Plan of the Nasdaq Options Market With Respect to Standardized Options https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5380.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5380.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5380 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5380.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change, as Modified by Amendment No. 1, To Create a Listing Market on the Exchange https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5379.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5379.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5379 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5379.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fees Schedule for the CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5377.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5377.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5377 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5377.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt Section 16 (Proxy Voting) to Chapter III of the BOX Trading Rules Concerning Broker Voting https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5304.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5304.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5304 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5304.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Prohibit Members From Voting Uninstructed Shares on Certain Matters https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5303.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5303.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5303 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5303.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5283.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5283.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5283 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5283.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5282.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5282.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5282 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5282.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5281.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5281.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5281 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5281.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5280.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5280.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5280 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5280.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Rule Change Consisting of Amendments to MSRB Rule A-3, on Membership on the Board https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5279.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5279.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5279 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5279.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5278.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5278.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5278 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5278.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5277.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5277.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5277 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5277.pdf Proposed Rule - References to Credit Ratings in Certain Investment Company Act Rules and Forms https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5184.html https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5184.html Wed, 09 Mar 2011 00:00:00 -0800 2011-5184 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5184.pdf