<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/03/08?registers=between Thu, 17 Jul 2025 11:22:47 -0700 Thu, 17 Jul 2025 11:22:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/03/08?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5270.html https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5270.html Tue, 08 Mar 2011 00:00:00 -0800 2011-5270 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5270.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period of the Exchange's Prior Approvals To Receive Inbound Routes of Equities Orders From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5192.html https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5192.html Tue, 08 Mar 2011 00:00:00 -0800 2011-5192 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5192.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period of the Exchange's Prior Approvals To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5191.html https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5191.html Tue, 08 Mar 2011 00:00:00 -0800 2011-5191 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5191.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5190.html https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5190.html Tue, 08 Mar 2011 00:00:00 -0800 2011-5190 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5190.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5186.html https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5186.html Tue, 08 Mar 2011 00:00:00 -0800 2011-5186 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5186.pdf Proposed Rule - Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges With Respect to Security-Based Swaps Under Regulation MC https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5183.html https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5183.html Tue, 08 Mar 2011 00:00:00 -0800 2011-5183 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5183.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inactive Nominee Fee https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5142.html https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5142.html Tue, 08 Mar 2011 00:00:00 -0800 2011-5142 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5142.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Trading Rules To Expand the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5141.html https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5141.html Tue, 08 Mar 2011 00:00:00 -0800 2011-5141 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5141.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5140.html https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5140.html Tue, 08 Mar 2011 00:00:00 -0800 2011-5140 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5140.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correct Cross-References in the Customer Code https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5139.html https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5139.html Tue, 08 Mar 2011 00:00:00 -0800 2011-5139 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5139.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical, Clarifying Change to the Corporation Default Rule of the Government Securities Division https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5138.html https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5138.html Tue, 08 Mar 2011 00:00:00 -0800 2011-5138 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5138.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5137.html https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5137.html Tue, 08 Mar 2011 00:00:00 -0800 2011-5137 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5137.pdf