<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/03/07?registers=between Wed, 25 Jun 2025 13:36:03 -0700 Wed, 25 Jun 2025 13:36:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/03/07?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. With Regard to District Committee Structure and Governance https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5080.html https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5080.html Mon, 07 Mar 2011 00:00:00 -0800 2011-5080 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-07/pdf/2011-5080.pdf Notice - Eaton Vance Management, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5064.html https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5064.html Mon, 07 Mar 2011 00:00:00 -0800 2011-5064 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-07/pdf/2011-5064.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for Securities Traded on CBSX https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5063.html https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5063.html Mon, 07 Mar 2011 00:00:00 -0800 2011-5063 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-07/pdf/2011-5063.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for CBOE Listed Options https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5061.html https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5061.html Mon, 07 Mar 2011 00:00:00 -0800 2011-5061 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-07/pdf/2011-5061.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for C2 Listed Options https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5060.html https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5060.html Mon, 07 Mar 2011 00:00:00 -0800 2011-5060 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-07/pdf/2011-5060.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Adopting, as Modified by Amendment No. 1, Rules Governing Guarantees, Carrying Agreements, Security Counts and Supervision of General Ledger Accounts in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5024.html https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5024.html Mon, 07 Mar 2011 00:00:00 -0800 2011-5024 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-07/pdf/2011-5024.pdf