<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/03/02?registers=between Tue, 24 Jun 2025 09:23:31 -0700 Tue, 24 Jun 2025 09:23:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/03/02?registers=between Rule - Technical Amendments to Rule 17a-8: Financial Recordkeeping and Reporting of Currency and Foreign Transactions https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4694.html https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4694.html Wed, 02 Mar 2011 00:00:00 -0800 2011-4694 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4694.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendments to Rule A-15, on Notification To Board of Termination of Municipal Securities Activities and Change of Name or Address https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4692.html https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4692.html Wed, 02 Mar 2011 00:00:00 -0800 2011-4692 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4692.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the NASDAQ Order Imbalance Snapshot https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4691.html https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4691.html Wed, 02 Mar 2011 00:00:00 -0800 2011-4691 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4691.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 4360 (Fidelity Bonds) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4690.html https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4690.html Wed, 02 Mar 2011 00:00:00 -0800 2011-4690 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4690.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4689.html https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4689.html Wed, 02 Mar 2011 00:00:00 -0800 2011-4689 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4689.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Dividend and Merger Strategies https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4688.html https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4688.html Wed, 02 Mar 2011 00:00:00 -0800 2011-4688 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4688.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change To Amend the MSRB Short-term Obligation Rate Transparency (“SHORT”) Subscription Service https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4583.html https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4583.html Wed, 02 Mar 2011 00:00:00 -0800 2011-4583 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4583.pdf Notice - Securities Exchange Act of 1934; In the Matter of Chicago Board Options Exchange, Incorporated, 400 South LaSalle Street, Chicago, IL 60605; Order Setting Aside the Order by Delegated Authority Approving SR-ISE-2009-35 and Dismissing CBOE's Petition for Review https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4575.html https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4575.html Wed, 02 Mar 2011 00:00:00 -0800 2011-4575 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4575.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of a Proposed Rule Change To Modify Qualified Contingent Cross Order Rules https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4574.html https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4574.html Wed, 02 Mar 2011 00:00:00 -0800 2011-4574 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4574.pdf