<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/02/16?registers=between Thu, 26 Jun 2025 10:11:05 -0700 Thu, 26 Jun 2025 10:11:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/02/16?registers=between Notice - Capital International, Inc., et al.; https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3494.html https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3494.html Wed, 16 Feb 2011 00:00:00 -0800 2011-3494 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3494.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Standard To Communicate Corporate Action Events to Participants https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3471.html https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3471.html Wed, 16 Feb 2011 00:00:00 -0800 2011-3471 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3471.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the SPDR Nuveen S&P High Yield Municipal Bond ETF https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3441.html https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3441.html Wed, 16 Feb 2011 00:00:00 -0800 2011-3441 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3441.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Fees for Complex Orders https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3422.html https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3422.html Wed, 16 Feb 2011 00:00:00 -0800 2011-3422 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3422.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3417.html https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3417.html Wed, 16 Feb 2011 00:00:00 -0800 2011-3417 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3417.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Disapproving Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices) https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3416.html https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3416.html Wed, 16 Feb 2011 00:00:00 -0800 2011-3416 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3416.pdf Proposed Rule - Security Ratings https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3259.html https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3259.html Wed, 16 Feb 2011 00:00:00 -0800 2011-3259 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3259.pdf