<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/01/28?registers=between Tue, 15 Jul 2025 14:44:11 -0700 Tue, 15 Jul 2025 14:44:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/01/28?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Purchase of Equity Interests by International Securities Exchange Holdings, Inc. in Ballista Holdings LLC https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1860.html https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1860.html Fri, 28 Jan 2011 00:00:00 -0800 2011-1860 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-28/pdf/2011-1860.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment No. 25 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1859.html https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1859.html Fri, 28 Jan 2011 00:00:00 -0800 2011-1859 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-28/pdf/2011-1859.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 24 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1858.html https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1858.html Fri, 28 Jan 2011 00:00:00 -0800 2011-1858 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-28/pdf/2011-1858.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 23 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1857.html https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1857.html Fri, 28 Jan 2011 00:00:00 -0800 2011-1857 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-28/pdf/2011-1857.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Criteria for Listing Special Purpose Acquisition Companies (SPACs) To Provide an Option To Hold a Tender Offer in Lieu of a Shareholder Vote on a Proposed Acquisition https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1856.html https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1856.html Fri, 28 Jan 2011 00:00:00 -0800 2011-1856 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-28/pdf/2011-1856.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1820.html https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1820.html Fri, 28 Jan 2011 00:00:00 -0800 2011-1820 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-28/pdf/2011-1820.pdf