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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/01/25?registers=between
Tue, 15 Jul 2025 17:36:55 -0700Tue, 15 Jul 2025 17:36:55 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/01/25?registers=between
Rule - Issuer Review of Assets in Offerings of Asset-Backed Securities
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1503.html
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1503.htmlTue, 25 Jan 2011 00:00:00 -08002011-1503Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1503.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Impose a Quarterly Maximum on the Listing of Additional Shares Fees Payable by Closed-End Funds
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1436.html
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1436.htmlTue, 25 Jan 2011 00:00:00 -08002011-1436Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1436.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change Relating to the Price Improvement Period To Permit an Initiating Participant To Designate a PIP Surrender Quantity
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1435.html
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1435.htmlTue, 25 Jan 2011 00:00:00 -08002011-1435Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1435.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1434.html
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1434.htmlTue, 25 Jan 2011 00:00:00 -08002011-1434Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1434.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1433.html
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1433.htmlTue, 25 Jan 2011 00:00:00 -08002011-1433Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1433.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Procedure II of the NSCC Rules & Procedures To Modify the Money Tolerance Comparison Provisions for Fixed Income Securities
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1432.html
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1432.htmlTue, 25 Jan 2011 00:00:00 -08002011-1432Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1432.pdfNotice - Joint Industry Plan; Order Approving Amendment To Add the BATS Y-Exchange, Inc. as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1431.html
https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1431.htmlTue, 25 Jan 2011 00:00:00 -08002011-1431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1431.pdf