<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/30?registers=between Thu, 17 Jul 2025 13:26:20 -0700 Thu, 17 Jul 2025 13:26:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/30?registers=between Rule - Principal Trades with Certain Advisory Clients https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-33077.html https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-33077.html Thu, 30 Dec 2010 00:00:00 -0800 2010-33077 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-30/pdf/2010-33077.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32941.html https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32941.html Thu, 30 Dec 2010 00:00:00 -0800 2010-32941 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-30/pdf/2010-32941.pdf Notice - Self-Regulatory Organizations, The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Amend IM-5101-2 To Provide Special Purpose Acquisition Companies the Option To Hold a Tender Offer in Lieu of a Shareholder Vote on a Proposed Acquisition and Other Changes to the SPAC Listing Standards https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32904.html https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32904.html Thu, 30 Dec 2010 00:00:00 -0800 2010-32904 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-30/pdf/2010-32904.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising Floor Qualification Examination https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32891.html https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32891.html Thu, 30 Dec 2010 00:00:00 -0800 2010-32891 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-30/pdf/2010-32891.pdf Notice - Public Company Accounting Oversight Board; Order Approving Proposed Rules on Auditing Standards Related to the Auditor's Assessment of and Response to Risk and Related Amendments to PCAOB Standards https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32885.html https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32885.html Thu, 30 Dec 2010 00:00:00 -0800 2010-32885 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-30/pdf/2010-32885.pdf Proposed Rule - Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32085.html https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32085.html Thu, 30 Dec 2010 00:00:00 -0800 2010-32085 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-30/pdf/2010-32085.pdf