Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/29?limit=200&registers=between&mode=atom 2025-01-04T22:31:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/12/29/2010-32787.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Insurance and Retirement Processing Services To Incorporate a New Analytics Reporting Service 2010-12-29T00:00:00-08:00 2010-12-29T00:00:00-08:00 2010-32787 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-29/pdf/2010-32787.pdf https://regulations.justia.com/regulations/fedreg/2010/12/29/2010-32734.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges 2010-12-29T00:00:00-08:00 2010-12-29T00:00:00-08:00 2010-32734 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-29/pdf/2010-32734.pdf https://regulations.justia.com/regulations/fedreg/2010/12/29/2010-32733.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the WisdomTree Managed Futures Strategy Fund 2010-12-29T00:00:00-08:00 2010-12-29T00:00:00-08:00 2010-32733 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-29/pdf/2010-32733.pdf https://regulations.justia.com/regulations/fedreg/2010/12/29/2010-32732.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Amendments to Rule G-5, on Disciplinary Actions by Appropriate Regulatory Agencies, Remedial Notices by Registered Securities Associations; and Rule G-17, on Conduct of Municipal Securities Activities 2010-12-29T00:00:00-08:00 2010-12-29T00:00:00-08:00 2010-32732 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-29/pdf/2010-32732.pdf https://regulations.justia.com/regulations/fedreg/2010/12/29/2010-32731.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Create a Listing Market on the Exchange 2010-12-29T00:00:00-08:00 2010-12-29T00:00:00-08:00 2010-32731 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-29/pdf/2010-32731.pdf https://regulations.justia.com/regulations/fedreg/2010/12/29/2010-32730.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change to Enhance the Reconfirmation and Pricing Service, Including the Creation of the Obligation Warehouse 2010-12-29T00:00:00-08:00 2010-12-29T00:00:00-08:00 2010-32730 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-29/pdf/2010-32730.pdf https://regulations.justia.com/regulations/fedreg/2010/12/29/2010-32729.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee 2010-12-29T00:00:00-08:00 2010-12-29T00:00:00-08:00 2010-32729 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-29/pdf/2010-32729.pdf https://regulations.justia.com/regulations/fedreg/2010/12/29/2010-32728.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Trading Rules To Permit Trading Options on Leveraged (Multiple or Inverse) Exchange-Traded Notes and Broaden the Definition of “Futures-Linked Securities” 2010-12-29T00:00:00-08:00 2010-12-29T00:00:00-08:00 2010-32728 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-29/pdf/2010-32728.pdf https://regulations.justia.com/regulations/fedreg/2010/12/29/2010-32715.html Notice - Order Approving Investment Adviser Registration Depository Filing Fees 2010-12-29T00:00:00-08:00 2010-12-29T00:00:00-08:00 2010-32715 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-29/pdf/2010-32715.pdf