<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/21?registers=between Thu, 26 Jun 2025 20:44:44 -0700 Thu, 26 Jun 2025 20:44:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/21?registers=between Notice - Supatcha Resources Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-32096.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-32096.html Tue, 21 Dec 2010 00:00:00 -0800 2010-32096 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-32096.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 5.3(j) To Permit Trading Options on Leveraged Exchange-Traded Notes and Broaden the Definition of Futures Linked Securities https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31994.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31994.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31994 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31994.pdf Proposed Rule - End-User Exception to Mandatory Clearing of Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31973.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31973.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31973 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31973.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Regarding Registration and Qualification Requirements for Associated Persons https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31951.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31951.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31951 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31951.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Establish Royalty Fees for Non-Customer Executions in Options Based on the KBW Bank Index https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31950.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31950.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31950 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31950.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing Strike Price Intervals of $1 and Increasing Position and Exercise Limits With Respect to Options on the KBW Bank Index https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31949.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31949.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31949 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31949.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Margin Requirements for Credit Options https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31932.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31932.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31932 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31932.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for 12 Months the Pilot Program Permitting the Exchange's Ownership Interest in BIDS Holdings L.P. (BIDS) and the Affiliation of BIDS With the New York Block Exchange LLC https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31931.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31931.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31931 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31931.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the C2 Fees Schedule https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31930.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31930.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31930 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31930.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C To Clarify That Exchange Systems Enforce Rule 123C With Respect to Market At-The-Close and Limit At-The-Close Order Entry After 3:45 p.m. https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31928.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31928.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31928 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31928.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C-NYSE Amex Equities To Clarify That Exchange Systems Enforce Rule 123C With Respect to Market At-The-Close and Limit At-The-Close Order Entry After 3:45 p.m. https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31926.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31926.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31926 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31926.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Exchange Fees https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31925.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31925.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31925 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31925.pdf Proposed Rule - Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant” https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31130.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31130.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31130 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31130.pdf