<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/20?registers=between Tue, 24 Jun 2025 03:21:50 -0700 Tue, 24 Jun 2025 03:21:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/20?registers=between Proposed Rule - Security-Based Swap Data Repository Registration, Duties, and Core Principles https://regulations.justia.com/regulations/fedreg/2010/12/20/C1-2010-29719.html https://regulations.justia.com/regulations/fedreg/2010/12/20/C1-2010-29719.html Mon, 20 Dec 2010 00:00:00 -0800 C1-2010-29719 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-20/pdf/C1-2010-29719.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue the Practice Governing the Exchange's Directed Order Process on BOX and Maintain the Effective Date Until December 31, 2010 https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31827.html https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31827.html Mon, 20 Dec 2010 00:00:00 -0800 2010-31827 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-20/pdf/2010-31827.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend Chapter IV of the BOX Rules To Allow Executing Participants To Provide BOX a List of the Order Flow Providers for Which the Executing Participants Will Provide Directed Order Services https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31826.html https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31826.html Mon, 20 Dec 2010 00:00:00 -0800 2010-31826 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-20/pdf/2010-31826.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31825.html https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31825.html Mon, 20 Dec 2010 00:00:00 -0800 2010-31825 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-20/pdf/2010-31825.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31821.html https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31821.html Mon, 20 Dec 2010 00:00:00 -0800 2010-31821 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-20/pdf/2010-31821.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31820.html https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31820.html Mon, 20 Dec 2010 00:00:00 -0800 2010-31820 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-20/pdf/2010-31820.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31819.html https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31819.html Mon, 20 Dec 2010 00:00:00 -0800 2010-31819 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-20/pdf/2010-31819.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until June 1, 2011 https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31817.html https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31817.html Mon, 20 Dec 2010 00:00:00 -0800 2010-31817 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-20/pdf/2010-31817.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until June 1, 2011 https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31816.html https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31816.html Mon, 20 Dec 2010 00:00:00 -0800 2010-31816 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-20/pdf/2010-31816.pdf Unknown - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-30469.html https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-30469.html Mon, 20 Dec 2010 00:00:00 -0800 2010-30469 Unknown http://www.gpo.gov/fdsys/pkg/FR-2010-12-20/pdf/2010-30469.pdf