<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/16?registers=between Fri, 27 Jun 2025 12:10:42 -0700 Fri, 27 Jun 2025 12:10:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/16?registers=between Notice - In the Matter of Alternate Energy Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31698.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31698.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31698 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31698.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional and Voluntary Professional Fees https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31634.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31634.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31634 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31634.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change Implementation Date for Direct Access Fees https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31633.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31633.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31633 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31633.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Change Implementation Date for Direct Access Fees https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31630.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31630.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31630 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31630.pdf Notice - Self-Regulatory Organizations; The NASDAQ OMX BX Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change Implementation Date for Direct Access Fees https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31628.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31628.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31628 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31628.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31627.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31627.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31627 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31627.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31626.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31626.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31626 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31626.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31625.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31625.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31625 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31625.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products That Experience a Price Change of 10% or More During a Five-Minute Period https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31563.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31563.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31563 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31563.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of a Pilot Pursuant to the Rule Until April 11, 2011 https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31562.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31562.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31562 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31562.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31561.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31561.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31561 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31561.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules To Extend Pilot Program Regarding Trading Pauses in Individual Securities Due To Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31560.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31560.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31560 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31560.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of a Pilot Pursuant to the Rule Until April 11, 2011 https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31559.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31559.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31559 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31559.pdf Notice - Order Approving Public Company Accounting Oversight Board Supplemental Budget Request To Establish an Office of Outreach and Small Business Liaison in 2010 https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31537.html https://regulations.justia.com/regulations/fedreg/2010/12/16/2010-31537.html Thu, 16 Dec 2010 00:00:00 -0800 2010-31537 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-16/pdf/2010-31537.pdf