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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/10?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/10?registers=between
Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Create a Bond Trading License for Member Organizations and Establish Bonds Liquidity Providers as a New Market Class on NYSE Under a Pilot Program
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31102.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31102.htmlFri, 10 Dec 2010 00:00:00 -08002010-31102Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-31102.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31101.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31101.htmlFri, 10 Dec 2010 00:00:00 -08002010-31101Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-31101.pdfNotice - Self-Regulatory Organizations; The NASDAQ OMX BX Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31100.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31100.htmlFri, 10 Dec 2010 00:00:00 -08002010-31100Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-31100.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31099.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31099.htmlFri, 10 Dec 2010 00:00:00 -08002010-31099Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-31099.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.31(k) and 7.23(a)(1) To Modify Certain Characteristics of the Q Order and Clarify the Interest Eligible for Satisfaction of a Market Maker's Two-Sided Obligation
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31097.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31097.htmlFri, 10 Dec 2010 00:00:00 -08002010-31097Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-31097.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31096.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31096.htmlFri, 10 Dec 2010 00:00:00 -08002010-31096Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-31096.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Change, as Modified by Amendment No. 1, To Create a Listing Market on the Exchange
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31078.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31078.htmlFri, 10 Dec 2010 00:00:00 -08002010-31078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-31078.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Market Maker Quote Management Procedures
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31051.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31051.htmlFri, 10 Dec 2010 00:00:00 -08002010-31051Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-31051.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31050.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31050.htmlFri, 10 Dec 2010 00:00:00 -08002010-31050Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-31050.pdfNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Penny Pilot Program
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31049.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-31049.htmlFri, 10 Dec 2010 00:00:00 -08002010-31049Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-31049.pdfProposed Rule - Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-29957.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-29957.htmlFri, 10 Dec 2010 00:00:00 -08002010-29957Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-29957.pdfProposed Rule - Rules Implementing Amendments to the Investment Advisers Act of 1940
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-29956.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-29956.htmlFri, 10 Dec 2010 00:00:00 -08002010-29956Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-29956.pdfProposed Rule - Security-Based Swap Data Repository Registration, Duties, and Core Principles
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-29719.html
https://regulations.justia.com/regulations/fedreg/2010/12/10/2010-29719.htmlFri, 10 Dec 2010 00:00:00 -08002010-29719Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/2010-29719.pdf