<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/09?registers=between Tue, 24 Jun 2025 06:52:16 -0700 Tue, 24 Jun 2025 06:52:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/09?registers=between Notice - Joint Public Roundtable on Issues Related to Capital and Margin Requirements for Swaps and Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-31003.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-31003.html Thu, 09 Dec 2010 00:00:00 -0800 2010-31003 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-31003.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the NASDAQ OMX BX Equities System https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30965.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30965.html Thu, 09 Dec 2010 00:00:00 -0800 2010-30965 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-30965.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. Relating to Regulation NMS Rules https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30946.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30946.html Thu, 09 Dec 2010 00:00:00 -0800 2010-30946 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-30946.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment of the Hybrid Agency Liaison Step-Up Rebate https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30945.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30945.html Thu, 09 Dec 2010 00:00:00 -0800 2010-30945 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-30945.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.9 To Offer Anti-Internalization Qualifier (“AIQ”) Functionality to Exchange Users https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30944.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30944.html Thu, 09 Dec 2010 00:00:00 -0800 2010-30944 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-30944.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.9 To Offer Anti-Internalization Qualifier (“AIQ”) Functionality to Exchange Users https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30943.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30943.html Thu, 09 Dec 2010 00:00:00 -0800 2010-30943 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-30943.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 2270 and 2910 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30942.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30942.html Thu, 09 Dec 2010 00:00:00 -0800 2010-30942 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-30942.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30941.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30941.html Thu, 09 Dec 2010 00:00:00 -0800 2010-30941 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-30941.pdf Notice - Acceptance of Public Submissions on a Study Mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Section 719(b) https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30905.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30905.html Thu, 09 Dec 2010 00:00:00 -0800 2010-30905 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-30905.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Market and Stop Orders in Nasdaq-Listed Securities Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30883.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30883.html Thu, 09 Dec 2010 00:00:00 -0800 2010-30883 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-30883.pdf