<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/01?registers=between Tue, 24 Jun 2025 15:26:34 -0700 Tue, 24 Jun 2025 15:26:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/12/01?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt Rules Governing Guarantees, Carrying Agreements, Security Counts and Supervision of General Ledger Accounts in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/12/01/2010-30229.html https://regulations.justia.com/regulations/fedreg/2010/12/01/2010-30229.html Wed, 01 Dec 2010 00:00:00 -0800 2010-30229 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-01/pdf/2010-30229.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit a One-Time Waiver of Late Fees Assessable Pursuant to FINRA Rule 6490 https://regulations.justia.com/regulations/fedreg/2010/12/01/2010-30228.html https://regulations.justia.com/regulations/fedreg/2010/12/01/2010-30228.html Wed, 01 Dec 2010 00:00:00 -0800 2010-30228 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-01/pdf/2010-30228.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Price Improvement (PIXL) Fees https://regulations.justia.com/regulations/fedreg/2010/12/01/2010-30227.html https://regulations.justia.com/regulations/fedreg/2010/12/01/2010-30227.html Wed, 01 Dec 2010 00:00:00 -0800 2010-30227 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-01/pdf/2010-30227.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Obvious Errors Respecting Complex Trades https://regulations.justia.com/regulations/fedreg/2010/12/01/2010-30225.html https://regulations.justia.com/regulations/fedreg/2010/12/01/2010-30225.html Wed, 01 Dec 2010 00:00:00 -0800 2010-30225 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-01/pdf/2010-30225.pdf