<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/24?registers=between Sun, 22 Dec 2024 21:15:27 -0800 Sun, 22 Dec 2024 21:15:27 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/24?registers=between Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Amend BYX Rule 11.8, Entitled “Obligations of Market Makers” https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29614.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29614.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29614 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29614.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29612.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29612.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29612 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29612.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a $5 Strike Price Program https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29594.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29594.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29594 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29594.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Delta Hedging Exemption Available for Equity Options Position Limits and Adopting a Delta Hedging Exemption From Certain Index Options Position Limits https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29593.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29593.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29593 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29593.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Delta Hedging Exemption Available for Equity Options Position Limits and Adopting a Delta Hedging Exemption From Certain Index Options Position Limits https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29592.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29592.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29592 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29592.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-Up Orders https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29591.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29591.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29591 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29591.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-Up Orders https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29590.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29590.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29590 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29590.pdf Notice - ETSpreads, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29589.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29589.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29589 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29589.pdf Notice - SSgA Funds Management, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29588.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29588.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29588 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29588.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Notes https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29562.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29562.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29562 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29562.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Notes https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29561.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29561.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29561 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29561.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the Peritus High Yield ETF https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29560.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29560.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29560 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29560.pdf Notice - Fifth Street Finance Corp., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29559.html https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29559.html Wed, 24 Nov 2010 00:00:00 -0800 2010-29559 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29559.pdf