<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/23?registers=between Mon, 06 Jan 2025 13:42:49 -0800 Mon, 06 Jan 2025 13:42:49 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/23?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29595.html https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29595.html Tue, 23 Nov 2010 00:00:00 -0800 2010-29595 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29595.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29447.html https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29447.html Tue, 23 Nov 2010 00:00:00 -0800 2010-29447 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29447.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29402.html https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29402.html Tue, 23 Nov 2010 00:00:00 -0800 2010-29402 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29402.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Requirement To Maintain a Balance Certificate in the Fast Automated Securities Transfer Program https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29401.html https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29401.html Tue, 23 Nov 2010 00:00:00 -0800 2010-29401 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29401.pdf