Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/23?limit=200&registers=between&mode=atom 2025-01-06T13:45:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29595.html Notice - Sunshine Act Meeting 2010-11-23T00:00:00-08:00 2010-11-23T00:00:00-08:00 2010-29595 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29595.pdf https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29447.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook 2010-11-23T00:00:00-08:00 2010-11-23T00:00:00-08:00 2010-29447 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29447.pdf https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29402.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees 2010-11-23T00:00:00-08:00 2010-11-23T00:00:00-08:00 2010-29402 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29402.pdf https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29401.html Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Requirement To Maintain a Balance Certificate in the Fast Automated Securities Transfer Program 2010-11-23T00:00:00-08:00 2010-11-23T00:00:00-08:00 2010-29401 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29401.pdf