<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/18?registers=between Thu, 26 Jun 2025 08:02:36 -0700 Thu, 26 Jun 2025 08:02:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/18?registers=between Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendments to Rule A-12, on Initial Fee, and Rule A-14, on Annual Fee https://regulations.justia.com/regulations/fedreg/2010/11/18/2010-29080.html https://regulations.justia.com/regulations/fedreg/2010/11/18/2010-29080.html Thu, 18 Nov 2010 00:00:00 -0800 2010-29080 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-18/pdf/2010-29080.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to the Expansion of the Order Audit Trail System to All NMS Stocks https://regulations.justia.com/regulations/fedreg/2010/11/18/2010-29079.html https://regulations.justia.com/regulations/fedreg/2010/11/18/2010-29079.html Thu, 18 Nov 2010 00:00:00 -0800 2010-29079 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-18/pdf/2010-29079.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Revisions to the Study Outline and Selection Specifications for the Municipal Securities Representative Qualification Examination (Series 52) Program https://regulations.justia.com/regulations/fedreg/2010/11/18/2010-29078.html https://regulations.justia.com/regulations/fedreg/2010/11/18/2010-29078.html Thu, 18 Nov 2010 00:00:00 -0800 2010-29078 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-18/pdf/2010-29078.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendments to Rule G-5, on Disciplinary Actions by Appropriate Regulatory Agencies, Remedial Notices by Registered Securities Associations; and Rule G-17, on Conduct of Municipal Securities Activities https://regulations.justia.com/regulations/fedreg/2010/11/18/2010-29077.html https://regulations.justia.com/regulations/fedreg/2010/11/18/2010-29077.html Thu, 18 Nov 2010 00:00:00 -0800 2010-29077 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-18/pdf/2010-29077.pdf