<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/17?registers=between Thu, 26 Jun 2025 09:12:34 -0700 Thu, 26 Jun 2025 09:12:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/17?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-29075.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-29075.html Wed, 17 Nov 2010 00:00:00 -0800 2010-29075 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-29075.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Rule D-13, on a Definition of “Municipal Advisory Activities”, Rule D-14, on a Definition of “Appropriate Regulatory Agency”, and Amendments to Rule D-11 (“Associated Persons”), Rule G-40 on Electronic Mail Contacts, and Form G-40, on Electronic Mail Contacts https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28986.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28986.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28986 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28986.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28983.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28983.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28983 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28983.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendments to Rule A-7, on Assessments, and Rule A-8, on Rulemaking Procedures https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28982.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28982.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28982 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28982.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Update and Streamline the Process for Specialist Evaluations and Clarify the Time Within Which SQTs and RSQTs Begin To Electronically Quote After Assignment https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28900.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28900.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28900 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28900.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $0.50 Strike Program https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28899.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28899.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28899 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28899.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Eliminate Certain Cash Adjustments Currently Processed by the MBSD https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28897.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28897.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28897 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28897.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28896.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28896.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28896 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28896.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28895.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28895.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28895 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28895.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the WisdomTree Managed Futures Strategy Fund https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28894.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28894.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28894 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28894.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to Fees for NYSE Arca Depth-of-Book Data https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28893.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28893.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28893 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28893.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the NASDAQ OMX BX Equities System https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28892.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28892.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28892 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28892.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List; Correction https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28864.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28864.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28864 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28864.pdf Proposed Rule - Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28186.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-28186.html Wed, 17 Nov 2010 00:00:00 -0800 2010-28186 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-28186.pdf