<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/15?registers=between Fri, 18 Jul 2025 12:08:02 -0700 Fri, 18 Jul 2025 12:08:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/15?registers=between Notice - In the Matter of: Edentify, Inc., Embryo Development Corp., Enclaves Group, Inc., Energytec, Inc., Enesco Group, Inc., Entertainment Is Us, Inc., Entrada Networks, Inc., Entropin, Inc., Epic Financial Corp., Epicus Communications Group, Inc., Epixtar Corp., Equisure, Inc., Equus Gaming Co., and Evans, Inc. (n/k/a Fur Company A), Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28775.html https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28775.html Mon, 15 Nov 2010 00:00:00 -0800 2010-28775 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-15/pdf/2010-28775.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Arca Equities Rule 7.31(f) To Modify the Functionality of Tracking Orders https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28690.html https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28690.html Mon, 15 Nov 2010 00:00:00 -0800 2010-28690 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-15/pdf/2010-28690.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Options on Leveraged Exchange-Traded Notes and To Broaden the Definition of “Futures-Linked Securities” https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28686.html https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28686.html Mon, 15 Nov 2010 00:00:00 -0800 2010-28686 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-15/pdf/2010-28686.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Suspension of Certain Provisions Due to Inactivity https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28663.html https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28663.html Mon, 15 Nov 2010 00:00:00 -0800 2010-28663 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-15/pdf/2010-28663.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Effective Date of the Changes to the FINRA Trade Reporting and Order Audit Trail System Rules Approved in SR-FINRA-2010-043 https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28608.html https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28608.html Mon, 15 Nov 2010 00:00:00 -0800 2010-28608 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-15/pdf/2010-28608.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Options Fee Schedule To Reflect Fees Charged for Co-location Services https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28607.html https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28607.html Mon, 15 Nov 2010 00:00:00 -0800 2010-28607 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-15/pdf/2010-28607.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Program for Managed Data Solutions https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28548.html https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28548.html Mon, 15 Nov 2010 00:00:00 -0800 2010-28548 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-15/pdf/2010-28548.pdf Rule - Risk Management Controls for Brokers or Dealers With Market Access https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28303.html https://regulations.justia.com/regulations/fedreg/2010/11/15/2010-28303.html Mon, 15 Nov 2010 00:00:00 -0800 2010-28303 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-15/pdf/2010-28303.pdf