<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/08?registers=between Sat, 28 Jun 2025 17:21:19 -0700 Sat, 28 Jun 2025 17:21:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/08?registers=between Notice - 8000, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28241.html https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28241.html Mon, 08 Nov 2010 00:00:00 -0800 2010-28241 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28241.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. Relating to Regulation NMS Rules https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28185.html https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28185.html Mon, 08 Nov 2010 00:00:00 -0800 2010-28185 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28185.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Increase the Maximum Order Size Accepted by Floor Broker Systems From 25,000,000 Shares to 99,000,000 Shares https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28184.html https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28184.html Mon, 08 Nov 2010 00:00:00 -0800 2010-28184 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28184.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Increase the Maximum Order Size Accepted by Floor Broker Systems From 25,000,000 Shares to 99,000,000 Shares https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28183.html https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28183.html Mon, 08 Nov 2010 00:00:00 -0800 2010-28183 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28183.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28182.html https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28182.html Mon, 08 Nov 2010 00:00:00 -0800 2010-28182 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28182.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28181.html https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28181.html Mon, 08 Nov 2010 00:00:00 -0800 2010-28181 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28181.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28180.html https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28180.html Mon, 08 Nov 2010 00:00:00 -0800 2010-28180 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28180.pdf Notice - President's Working Group Report on Money Market Fund Reform https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28177.html https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28177.html Mon, 08 Nov 2010 00:00:00 -0800 2010-28177 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28177.pdf Proposed Rule - Prohibition Against Fraud, Manipulation, and Deception in Connection With Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28136.html https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28136.html Mon, 08 Nov 2010 00:00:00 -0800 2010-28136 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28136.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Operational Date of SR-FINRA-2009-065 https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28066.html https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28066.html Mon, 08 Nov 2010 00:00:00 -0800 2010-28066 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28066.pdf