Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/08?limit=200&registers=between&mode=atom 2024-12-22T20:26:35-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28241.html Notice - 8000, Inc.; Order of Suspension of Trading 2010-11-08T00:00:00-08:00 2010-11-08T00:00:00-08:00 2010-28241 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28241.pdf https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28185.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. Relating to Regulation NMS Rules 2010-11-08T00:00:00-08:00 2010-11-08T00:00:00-08:00 2010-28185 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28185.pdf https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28184.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Increase the Maximum Order Size Accepted by Floor Broker Systems From 25,000,000 Shares to 99,000,000 Shares 2010-11-08T00:00:00-08:00 2010-11-08T00:00:00-08:00 2010-28184 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28184.pdf https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28183.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Increase the Maximum Order Size Accepted by Floor Broker Systems From 25,000,000 Shares to 99,000,000 Shares 2010-11-08T00:00:00-08:00 2010-11-08T00:00:00-08:00 2010-28183 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28183.pdf https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28182.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2010-11-08T00:00:00-08:00 2010-11-08T00:00:00-08:00 2010-28182 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28182.pdf https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28181.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2010-11-08T00:00:00-08:00 2010-11-08T00:00:00-08:00 2010-28181 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28181.pdf https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28180.html Notice - Submission for OMB Review; Comment Request 2010-11-08T00:00:00-08:00 2010-11-08T00:00:00-08:00 2010-28180 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28180.pdf https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28177.html Notice - President's Working Group Report on Money Market Fund Reform 2010-11-08T00:00:00-08:00 2010-11-08T00:00:00-08:00 2010-28177 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28177.pdf https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28136.html Proposed Rule - Prohibition Against Fraud, Manipulation, and Deception in Connection With Security-Based Swaps 2010-11-08T00:00:00-08:00 2010-11-08T00:00:00-08:00 2010-28136 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28136.pdf https://regulations.justia.com/regulations/fedreg/2010/11/08/2010-28066.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Operational Date of SR-FINRA-2009-065 2010-11-08T00:00:00-08:00 2010-11-08T00:00:00-08:00 2010-28066 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-08/pdf/2010-28066.pdf