<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/03?registers=between Sun, 20 Jul 2025 03:42:47 -0700 Sun, 20 Jul 2025 03:42:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/03?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Trade Options on Leveraged Exchange-Traded Notes and To Broaden the Definition of “Futures-Linked Securities” https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27768.html https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27768.html Wed, 03 Nov 2010 00:00:00 -0700 2010-27768 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27768.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan is To Buy and Hold Commodities https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27722.html https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27722.html Wed, 03 Nov 2010 00:00:00 -0700 2010-27722 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27722.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $0.50 Strike Program https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27701.html https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27701.html Wed, 03 Nov 2010 00:00:00 -0700 2010-27701 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27701.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27690.html https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27690.html Wed, 03 Nov 2010 00:00:00 -0700 2010-27690 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27690.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27689.html https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27689.html Wed, 03 Nov 2010 00:00:00 -0700 2010-27689 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27689.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to Access Service Fees https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27688.html https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27688.html Wed, 03 Nov 2010 00:00:00 -0700 2010-27688 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27688.pdf Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Procedures Related to the Automated Customer Account Transfer Service https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27687.html https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27687.html Wed, 03 Nov 2010 00:00:00 -0700 2010-27687 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27687.pdf